Listingrule s



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2021-04-23-listing-rules

Table 1.



No.

Document title

Filing format

When submitting documents signed with ES

When submitting documents
Without using ES

On paper

Electronically

1.

Application for the listing of securities/registration of an additional exchange-registered bonds issue
(via the IPA)

Document with ES via the IPA

Original document

filling in an IPA form

2.

Exchange-registered bonds Questionnaire
(via the IPA)

Document with ES via the IPA

Original document

filling in an IPA form

3.

Agreement for the relevant listing services, as prescribed in the Rules
(using the IPA option)

Document with ES via the IPA

Original document
(2 copies

-

4.

Documents evidencing the powers of the signatory to the Application, Questionnaire and/or executed agreement, including a consent to personal data processing (standard from), in accordance with the requirements of Annex A to these Rules

Document with ES via the IPA

Original or certified copy (extract thereof) of the document

pdf scan-copy via the IPA

5.

A copy of the charter (incorporation document) of the issuer as currently applicable with all amendments and/or additions thereto

Document with ES via the IPA

Certified copy of a document

pdf scan-copy via the IPA

6.

Issuer's report evidencing that all instances of non-compliance with the requirements of the laws of the Russian Federation, normative acts of the Bank of Russia and rules identified by the Exchange following the preliminary review of the issue-related documents in respect of Exchange-registered bonds or pre-listing procedures
(where a period of 3 months has not yet expired since the date of a notice of Exchange-registered bonds issue-related documents and/or documents on exchange-registered bonds non-compliance with the above requirements).

Document with ES via the IPA

Original document

-

7.

A copy of (extract from) minutes of the meeting of the issuer's competent governance body (order, directive, or another document by an authorised officer), that made the decision to place Exchange-registered bonds, with an indication, if such decision was made by the collegiate governance body, to the quorum and the voting results in favour of such decision
(for the registration of an issue (additional issue) of exchange-registered bonds, except for the registration of exchange-registered bonds under the exchange-registered bond program)

Document with ES via the IPA

Certified copy (extract thereof) of a document

-

8.

The decision to issue Exchange-registered bonds, in the form prescribed by a Bank of Russia regulation
(where the issue of exchange-registered bonds shall be registered, those including under the exchange-registered bond program)

Document with ES via the IPA

Original document
(3 copies)

doc, docx, rtf or pdf via the IPA

9.


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