Copy of accounting (financial) statements of the issuer in respect of the latest complete reporting year and reporting period comprising of three, six or nine months of the reporting (current) year preceding the date of submitting the documents to register an issue (additional issue) of exchange-registered bonds with attached copy of the auditor’s report in the event that the annual reporting is subject to mandatory audit. In this case, the accounting (financial) statements in respect of which the auditor expresses the opinion of reliability, should be attached to the auditor’s report5.
(where the issue (additional issue) of exchange-registered bonds shall be registered, those including under the exchange-registered bond program not accompanied by preparation and registration of their prospectus)
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Document with ES via the IPA
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Certified copy of a document
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pdf scan-copy via IPA
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15.
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Copy of accounting (financial) statements of the business entity that provided suretyship on bonds, or that acts as a guarantor under an independent guarantee (except for a banking guarantee), in respect of the latest complete reporting year and reporting period comprising of three, six or nine months of the reporting (current) year preceding the date of submitting the documents to register an issue (additional issue) of exchange-registered bonds with attached copy of the auditor’s report in the event that the annual reporting is subject to mandatory audit. In this case, the accounting (financial) statements in respect of which the auditor expresses the opinion of reliability, should be attached to the auditor’s report6.
(for the registration of an issue (additional issue) of exchange-registered bonds backed with collateral, which is not accompanied by preparation and registration of exchange-registered bond prospectus)
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Document with ES via the IPA
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Certified copy of a document
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pdf scan-copy via IPA
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16.
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Certificate on compliance of the transaction related to providing collateral on exchange-registered bonds by a foreign party with the proper law of the foreign party, and if such party is a foreign company, also with the charter (incorporation documents) of such foreign company
(for the registration of an issue (additional issue) of exchange-registered bonds backed by a foreign party)
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Document with ES via the IPA
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Original document
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17.
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Document confirming that the approval, consent to effect and/or other expressed will of the authorised body(s) of the foreign company with respect to the transaction on providing collateral on exchange bonds, in the event that, in accordance with the proper law and/or the charter(s) of the foreign institution, such transaction requires the approval, consent to effect and/or other expressed will of the authorised body(s) of the foreign company with regard to the given transaction
(for the registration of an issue (additional issue) of exchange-registered bonds backed by a foreign party)
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Document with ES via the IPA
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Original or certified copy (extract thereof) of the document
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-
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18.
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Document confirming that the transaction related to borrowing by way of issuing Exchange-registered bonds, the volume and the use of funds raised by the emission of Exchange-registered bonds have been agreed on with the owner of the unitary enterprise assets
(for the registration of an issue (additional issue) of exchange-registered bonds of the state (municipal) unitary enterprise)
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Document with ES via the IPA
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Original or certified copy of the document
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-
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19.
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Certificate indicating the number of exchange-registered bonds or their estimated number7.
(for the registration of an issue (additional issue) of exchange-registered bonds under the exchange-registered bond program not accompanied by preparation and registration of their prospectus)
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Document with ES via the IPA
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Original document
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20.
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A copy of the contract concluded by the issuer of mortgage-backed bonds with a special-purpose depository, whereby the special-purpose depository maintains a register of mortgage collateral on such bonds.
(for the registration of an issue (additional issue) of exchange-registered mortgage-backed bonds)
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Document with ES via the IPA
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Certified copy of a document
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21.
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Copy of the register of mortgage collateral on exchange-registered bonds produced as at the date of signing the decision on the issue of Exchange-registered mortgage-backed bonds by the authorised official of the issuer8.
(for the registration of an issue (additional issue) of exchange-registered mortgage-backed bonds)
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Document with ES via the IPA
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Certified copy of a document
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-
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22.
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